Surprise Custody Examination
Walter & Shuffain, P.C. provides surprise custody examinations (also known as “surprise audits”) to Registered Investment Advisers subject to the Custody Rule. With a focus of serving RIA’s, Walter & Shuffain, P.C. has a deep understanding of the profession and we are well versed in the rapidly changing regulatory environment. As an experienced service provider within the investment management industry, we have developed an efficient and effective custody examination program. Walter & Shuffain, P.C. is registered with the PCAOB which qualifies us to perform audits of pooled investment vehicles.